PROFILE
Eric's practice is focused on corporate finance and securities law. Specifically, Eric has acted on numerous public and private securities offerings as counsel for agents and underwriters as well as for issuers listed on the Toronto Stock Exchange, the New York Stock Exchange, the TSX Venture Exchange, the American Stock Exchange, AIM and NASDAQ. Eric acts for a number of registrants including investment dealers and advisers in respect of all manner of registration matters, and he has a specific expertise in respect of discretionary managed account programs. Eric has acted as counsel on a number of M&A transactions, both friendly and hostile, and also acts for a number of public and private issuers in respect of ongoing general corporate and securities law matters.
Publications
AUGUST 10 2017
Market Participants Take Note: Securities Regulators To Subject Special Transactions To Greater Scrutiny And On A Real-Time Basis
On July 27, 2017, the securities regulatory authorities of Ontario, Quebec, Alberta, Manitoba and New Brunswick (collectively, "Staff") published comments in a Notice (the "Notice") on Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions ("MI 61-101"), advising market participants of their collective intention to subject material conflict of interest transactions ("Special Transactions") to greater scrutiny by reviewing them in "real time."
Practice Areas
Industry Groups
Representative Work
February 2016 – Acted for Tribute Pharmaceuticals
Acted for Tribute Pharmaceuticals Canada Inc. in connection with its business combination with Pozen Inc. to form Aralez Pharmaceuticals Inc. and concurrent financing.
December 2015 - Acted for Axios Mobile Assets
Acted for Axios Mobile Assets Corp. in connection with a $14,000,000 private placement of units.
June 2015 – Acted for Tribute Pharmaceuticals
Acted for Tribute Pharmaceuticals Canada Inc. in connection with a $12,500,000 offering of 6% Secured Subordinated Debentures.
May 2015 – Acted for Tribute Pharmaceuticals
Acted for Tribute Pharmaceuticals Canada Inc. in connection with a $12,000,000 private placement of common shares.
March 2015 Acted as Agent's Counsel
Acted as counsel to Primary Capital Inc. in connection with a $5,250,000 offering of units.
February 2015 – Acted as Underwriters’ Counsel
Acted as counsel to Scotia Capital Inc. and a syndicate of underwriters in connection with a bought deal offering of common shares of Lydian International Limited.
January 2015 – Acted as Agent’s Counsel
Acted as counsel to Jacob Securities Inc. in connection with an offering of preferred shares of LocoMobi Inc.
January 2015 – Acted as Agent’s Counsel
Acted as counsel to Jacob Securities Inc. in connection with an offering of debenture units of Axios Mobile Assets Corp.
October 2014 – Acted as Agent’s Counsel
Acted as counsel for M Partners Inc. in connection with a private placement of units by Mineral Mountain Resources Inc.
September 2014 – Acted as Counsel to Special Committee
Acted as counsel to the special committee of the board of directors of Carfinco Financial Group Inc. in connection with the proposed acquisition of Carfinco Financial Group Inc. by Banco Santander, S.A.
March 2014 – Acted as Underwriters' Counsel
Acted for a syndicate of underwriters in connection with a $10 million bought deal private placement of common shares by Reservoir Minerals Inc.
July 2014 – Acted for Tribute Pharmaceuticals
Acted for Tribute Pharmaceuticals Canada Inc. in connection with an $30 million overnight marketed offering of units by way of short form prospectus.
January 2014 – Acted as Agent's Counsel
Acted as agent's counsel in connection with a $10 million private placement of common shares by Aurora Spine Corporation.
September 2013 – Acted as Agents' Counsel
Acted as agent's counsel in connection with the initial public offering of common shares of Aurora Spine Corporation.
August 2013 – Acted as Agents' Counsel
Acted for a syndicate of agents in connection with a $4 million bought deal private placement of flow-through shares by Canadian Zinc Corporation.
August 2013 – Acted for Tribute Pharmaceuticals
Acted for Tribute Pharmaceuticals Canada Inc. in connection with a US$8 million credit facility with SWK Funding LLC.
March 2013 – Acted as Underwriters' Counsel
Acted for a syndicate of underwriters in connection with a $50 million bought deal offering of convertible debentures by San Gold Corporation.
March 2013 – Acted for Tribute Pharmaceuticals
Acted for Tribute Pharmaceuticals Canada Inc. in connection with a US$4.6 million private placement of units.
February 2013 – Acted as Agents' Counsel
Acted as counsel for a syndicate of agents in connection with a $10 million private placement of common shares by Roxgold Inc.
December 2012 – Acted as Agent's Counsel
Acted as agent's counsel in connection with a $3.1 million private placement of securities by Sphere3D Inc.
Memberships
- Canadian Bar Association
- Law Society of Upper Canada
Directorships
- 71 Capital Corp.
Education
- University of Toronto, J.D., 1997
- Canadian Securities Course, 1994
- Queens University, B.Comm (Hons.), 1994
